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U.S. Securities and Exchange Commission
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181	ASTFS Industry Insight Sept2014 Add to Reading List Source URL: www.astfundsolutions.com Language: English - Date: 2014-10-06 16:17:31 Funds SEC filings Form 13F Institutional investors Investment Financial services Mutual fund Money market fund Investor U.S. Securities and Exchange Commission Investment management Hedge fund
182	Federal Register / Vol. 77, NoMonday, December 17, Notices volume-based tiers for Professional Customers and Broker-Dealers that Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:32 Financial Industry Regulatory Authority United States securities law Subpoena Arbitral tribunal Arbitration U.S. Securities and Exchange Commission Discovery Subpoena ad testificandum Consumer arbitration
183	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-03-17 11:10:30 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Rebate Stock market
184	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-09 11:17:23 73rd United States Congress U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States National Market System New York Stock Exchange Futures contract
185	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-28 09:59:16 Commodity markets Financial markets 76th United States Congress Institutional investors Exchange-traded fund Futures contract Commodity pool operator U.S. Securities and Exchange Commission Broker-dealer Financial adviser Investment Advisers Act Commodity Futures Trading Commission
186	Closing A user friendly tool to secure the closing. Add to Reading List Source URL: deutschland.addactis.com Language: English - Date: 2016-05-19 05:23:23 Generally Accepted Accounting Principles U.S. Securities and Exchange Commission International Financial Reporting Standards Accounting Actuarial science
187	SEC FORM 4 SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.baltia.com Language: English - Date: 2016-05-05 11:33:49 Stock market SEC filings U.S. Securities and Exchange Commission 73rd United States Congress Form 4 Security Securities Exchange Act Stock
188	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-04-07 16:26:10 Financial markets Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission Short Securities regulation in the United States Market maker
189	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 20-F/A (Amendment No. 1) o Add to Reading List Source URL: i2.esmas.com Language: English - Date: 2010-04-22 14:15:20 SEC filings Regulation S-X Securities Act Form 10-K Form S-1 U.S. Securities and Exchange Commission Financial statement Securities Exchange Act SarbanesOxley Act Form 20-F Security Regulation S-K
190	Phillip Treasury Fund - Phillip US Dollar Money Market Fund Prospectus Add to Reading List Source URL: phillipfunds.com Language: English - Date: 2016-03-31 03:17:44 Funds Investment Collective investment schemes Financial services Investment fund Money market fund Investment Company Act Unit trust Trust law Prospectus U.S. Securities and Exchange Commission Mutual fund

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